SEC Compliance Consultants, Inc.
|
Janaya Moscony
CFA
32 Saddlebrook Lane
Phoenixville PA 19460 USA
610-415-9261 x 114
|
Specialty: SEC3 provides compliance consulting services to Investment Advisers, Investment Companies, Broker-Dealers, Transfer Agents, Mutual Fund Administrators, and Banks located in the domestic US, offshore, Asia and Europe. We evaluate the unique compliance needs of your firm when providing consulting services. Services provided include, but are not limited to, registration assistance, mock audits, onsite quarterly reviews, best execution analysis, review of conflicts of interest, and assistance with addressing and responding to regulatory actions.
Email: Click here
Compliance/Asia Europe Offshore US & North America
|
|
|
Securities Quote Xchange, LLC
|
James K. Blinn
President
1755 Park Street
Suite 200
Naperville IL 60563 USA
(630) 778-2333
|
Specialty: SQX aggregates and delivers dealer quotes on difficult-to-price securities which include Fixed Income Securities, Options and Swaps. Our system is a secure environment that utilizes Internet technology and sophisticated database design. www.sqx.com
Email: Click here
Derivatives/US & North America
|
|
Seward & Kissel LLP
|
Jack Rigney
One Battery Park Plaza
New York NY 10004 USA
(212) 574-1200
|
Specialty: Seward & Kissel is a full-service firm that has a long history in the formation and comprehensive representation of private investment partnerships, offshore funds, mutual funds and institutional managers. We deliver timely and cost-efficient services, accessibility and staffing depth.
Email: Click here
Attorneys/Lawyers/US & North America
|
|
Shelter Bay Securities, LLC
|
John D. Fritz
President
27 Tom Harvey Road
Westerly RI 02891 USA
401-596-4005
|
Specialty: Shelter Bay Securities is a third party marketing firm with over 20 years of trading and sales experience in the financial markets. Our edge is in dealing with only 2-3 hedge funds in order to provide a focused effort to our investors. We often represent managers using complex strategies that require a more sophisticated marketing approach. Member FINRA/SIPC.
Email: Click here
Third Party Marketing/Europe US & North America
|
|
|
Shoreline Trading Group, LLC
|
Michael Murray
Managing Director
120 Broadway
20th Floor
New York NY 10271 USA
212-433-5367
|
Specialty: Shoreline Trading Group provides Prime Brokerage & Agency Execution to the growing market of start-up and mid-sized hedge funds. Shoreline Trading Group clears through Goldman Sachs Execution & Clearing and Bear Stearns Securities Corp. Services include: Introductions to marketers for capital introduction and structured products; Client Commission Arrangements; Goldman Sachs' REDIPlus and Bear Stearns' trading platforms; Conflict-free trading in equities and options via multiple trading platforms, ECNs, market makers, regional exchanges & Alternative Trading Systems
Email: Click here
Prime Brokers/Offshore US & North America
|
|
The Lipper HedgeWorld Expo 2006 Fund Services Expo was a success. We thank our sponsors and attendees for their participation.
|
|
|
|
Silver Communications, Inc.
|
Gregg Sibert
President
35 East 21st Street
7th Floor
New York NY 10010 USA
212-387-8500
|
Specialty: The hedge fund space is getting more crowded and competitive every day. To attract new clients, networking and word of mouth aren't enough any more. You need distinctive, proactive marketing communications that help you break through all the noise and static. Silver Communications can deliver. For over 40 years, we have provided financial services clients with branding and marketing communications that effectively reach key audiences and maximize the return on their marketing dollars. We do brand identities, marketing communications, capabilities presentations, web sites, and print and web advertising. Our work is based on sound strategy, superior creative and flawless execution. Spend a few minutes on our web site at silvercomm.com, and you'll see some examples of what we can do. We'd like to show you how we can help you build your business.
Email: Click here
Marketing & Communications/Offshore US & North America
|
|
|
SNL Financial
|
Will Pappas
Director of Sales
One SNL Plaza
Charlottesville VA 22902 USA
434-977-1600
|
Specialty: SNL Financial is the premier multisector-focused information and research firm in the financial information marketplace. SNL Financial collects, standardizes and disseminates all relevant corporate, financial, market and M&A data plus news and analysis for the industries we cover: banking, specialized financial services, insurance, real estate, energy and media/communications. Since our founding in 1987, SNL Financial has continuously expanded the scope and depth of our coverage and products without compromising the standards of quality and customer service that drive our success. As a result, leading investment banks, investment managers, corporate executives, ratings agencies, government agencies, consulting firms, law firms and media such as The New York Times, The Wall Street Journal and USA Today rely on SNL Financial for the best possible information on the companies in our sectors.
Email: Click here
Information Providers/US & North America
|
|
The Lipper HedgeWorld 3rd Fund Services Expo was a success. We thank our sponsors and attendees for their participation.
|
|
|
|
Spear, Leeds & Kellogg
|
Peter Marquardt
120 Broadway
6th Floor
New York NY 10271 USA
(800) 390-7281
|
Specialty: Spear, Leeds & Kellogg now offers qualifying fiduciary and proprietary funds comprehensive and highly advantageous soft dollar and commission recapture programs. Our programs are flexible, individualized, and effective, because they put the research and other tools you need at your disposal while reducing or eliminating research-related expenses.
Email: Click here
Soft Dollar Brokers/US & North America
|
|
Sprott Asset Management Inc.
|
James Fox
Royal Bank Plaza- South Tower
Suite 3450 - PO Box 63
Toronto ON M5J 2J2 Canada
toll free 866 299 9906
|
Specialty: Sprott Asset Management Inc. manages approximately US$875mm. Two thirds of which is managed through long/short hedge funds, focused on North American Markets - Ranked #1 in 2002 by "Barrons". We also run an offshore long/short fund.
Email: Click here
Asset Managers/US & North America
|
|
|
SS&C Fund Services
|
Kenneth Turchin
675 Third Avenue
Suite 1506
New York NY 10017 USA
646-213-7108
|
Specialty: SS&C Fund Services leverages a unique combination of technology, operations processes and industry expertise to deliver its market-leading fund administration services. SS&C Fund Services offers the following services: front-, middle- and back-office services for both onshore and offshore funds, fund of funds processing, transfer agency and director services. SS&C Fund Services provides a fully integrated, scalable technology platform. With a focus on controls and risk management, we tailor services to meet specific requirements all by experts who understand your business and powered by SS&C technology.
Email: Click here
Administrators/Europe Offshore US & North America
|
|
|
SSI Investment Management, Inc.
|
Tracey Briscoe Monroe
VP Marketing & Client Services
357 North Canon Drive
Beverly Hills CA 90210 USA
(310) 275-5551
|
Specialty: SSI, founded in 1973, is generally considered the pioneer of Market-Neutral hedged investing, and has the distinction of being one of the first managers to apply statistical analysis to the stock market. Focus on Long/Short Equity and Hedged Convertibles.
Email: Click here
Mutual Funds/Investment Companies/US & North America
|
|
SSI Investment Management, Inc.
|
Tracey Briscoe Monroe
VP Marketing & Client Services
357 North Canon Drive
Beverly Hills CA 90210 USA
(310) 275-5551
|
Specialty: SSI, founded in 1973, is generally considered the pioneer of Market-Neutral hedged investing, and has the distinction of being one of the first managers to apply statistical analysis to the stock market. Focus on Long/Short Equity and Hedged Convertibles.
Email: Click here
Asset Managers/US & North America
|
|
|
Steamboat Road Associates
|
Stuart or Steve Berni
Building Owners
660 Steamboat Road
Greenwich CT 06830 USA
203-661-4747
|
Specialty: This fabulous waterfront office building complex is located directly on Greenwich Harbor....Connecticut's Gold Coast and financial capital of Fairfield County...with 16,000 square feet of office space now available for rent it's ready to move in! Near the train, thruway and yachtclub our space is fully fitted out and can be subdivided as small as 2500 square feet....call the owner broker's protected....203-661-4747 or check out our web site for more details....www.steamboatroadassociates.com.....MAKE YOUR MOVE !
Email: Click here
Real Estate/US & North America
|
|
|
Synergy Graphix, Inc.
|
Vincent Fatato
Sr. VP & Creative Director
210 East 49th Street
2nd Floor
New York NY 10017 USA
646-442-1003
|
Specialty: Synergy Graphix is a graphic design and web technology firm located in NYC. Since 1996, Synergy has created innovative branding and marketing materials for the hedge fund industry by providing a complete corporate identity package that includes: Logo, Stationery, Pitchbook, Factsheet, Brochure, Marketing Packet and Website. Furthermore, Synergy has created customized solutions for some of the most well-respected hedge funds in the world.
Email: Click here
Marketing & Communications/Offshore US & North America
|
|
|
Terra Nova Institutional
|
Andrew Walin
Institutional Sales & Trading
100 South Wacker Drive
Suite 1550
Chicago IL 60606 USA
312-442-2998
|
Specialty: Terra Nova Institutional, a division of Terra Nova Trading, L.L.C., offers real-time market data and order execution for hedge funds and the institutional trader. Our integrated platform allows users to make well-informed, timely decisions and route orders directly to the markets of choice. We also offer a fully staffed Agency Sales Trading Desk to assist in special order situations. Additional services like portfolio trading, VWAP routing, conditional orders and stop orders bring an enhanced dimension to the trading arena.
Email: Click here
Trading and Execution/US & North America
|
|
|
The Depository Trust & Clearing Corporation
|
Janet Wynn
General Manager, Deriv/SERV
55 Water Street
New York NY 10041 USA
212-855-3870
|
Specialty: The Depository Trust & Clearing Corporation (DTCC), through its subsidiaries, provides clearance, settlement and information services for equities, corporate and municipal bonds, government and mortgage-backed securities and over-the-counter credit and equity derivatives.
Email: Click here
Derivatives/US & North America
|
|
The Lipper HedgeWorld Expo 2005 was a success.
We thank our sponsors and attendees for their participation.
|
|
|
|
The Edgewater Group, Inc.
|
Mark Dinowitz
President
Plaza 5 - Harborside Financial Center
Suite 2500
Jersey City NJ 07311 USA
201-633-4700
|
Specialty: The Edgewater Group is an Information Technology recruiting firm servicing professionals in the financial services industry throughout New York, New Jersey, Connecticut and Pennsylvania. Please visit us at www.edgewatergroup.com
Email: Click here
Executive Search/Recruitment/US & North America
|
|
Theodore Liftman Insurance, Inc.
|
Andrew Fotopulos
Executive Vice-President
101 Federal Street
Boston MA 02110 USA
617-439-9595
|
Specialty: Liftman Insurance offers Directors & Officers and Errors & Omissions Liability, ERISA and Fidelity Bonds, Fiduciary and Employment Practices Liability. We insure hedge funds, broker/dealers, advisers and investment companies. Visit www.liftman.com.
Email: Click here
Insurance Brokers/Asia Europe Latin America Offshore US & North America
|
|
|
Throgmorton
|
Mr. A. Rubio
Managing Director
42 Portman Road
Reading, Berkshire NA RG30 1EA United Kingdom
44(0)118 939 3200
|
Specialty: Throgmorton provides corporate management services to the alternative investment market. We provide accounting, taxation, human resources and company secretarial services in both London and New York. We specialise in assisting hedge fund managers to set-up in London and gain FSA authorisation. We can work with you on any time period with almost any amount of notice. Whether you need advice, fast, on a one-off basis, or you need a long-term arrangement to run your accounts, your payroll, your company secretarial function or your taxation requirements, we can help. You may prefer to contract with us for a years services, or on a monthly basis, or on a one-off project. Our aim is to be as flexible and scalable as you might need.
Email: Click here
Accounting Firms/Offshore US & North America
|
|
The Lipper HedgeWorld Expo 2006 Fund Services Expo was a success. We thank our sponsors and attendees for their participation.
|
|
|
|
TLM Consulting Group
|
Tracey M. Frederick, Esq.
Chief Executive Officer
P.O. Box 1482
Southeastern PA 19399 USA
(610) 574-7491
|
Specialty: TLM Consulting Group (TCG) is your comprehensive resource for domestic and international due diligence, background investigations and business intelligence. For more information please visit us at www.tlmconsultinggroup.com
Email: Click here
Risk Management/Asia Europe Latin America Offshore US & North America
|
|
|
